Risk and Compliance
David joined AQUIS Capital in December 2021 as Risk and Compliance. David is a very experienced risk and compliance professional, worked before as Chief Financial Officer (CFO) and Chief Risk Officer (CRO), bridging his expertise with trading skills, gained from various levels at banks and asset managers.
His core competences include Governance, Risk & Compliance (‘GRC’), finance, business, process, project, change & transformation management, and mediation. David has a profound regulatory knowledge, also having many years of deep knowledge in the in the successful implementation of various company-wide implementation initiatives with a global rollout character. These include among other things the introduction of a company-wide risk management framework under BIS II/COSO, BCBS 239, IRB and other regulatory and business initiatives. David is an IFRM Integrated Financial Risk Manager (CFBS/FRM), studied Business Administration & Economics in Zurich as well as Finance/Financial Analysis and completed his education at IMD Lausanne with Strategic Finance.